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Net capital rule
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611	U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. SECURITIES EXCHANGE ACT OF 1934 Release No[removed]May 15, 2014 The U.S. Securities and Exchange Commission announced the temporary suspension of trading in the s Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-05-15 08:45:44 Financial system Finance 73rd United States Congress Securities Exchange Act U.S. Securities and Exchange Commission Securities and Exchange Commission Net capital rule Rule 144A United States securities law Financial economics United States Securities and Exchange Commission
612	U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. SECURITIES EXCHANGE ACT OF 1934 Release No[removed]December 18, 2013 The U.S. Securities and Exchange Commission announced the temporary suspension of trading in Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-12-17 20:35:54 Financial economics Finance 73rd United States Congress Securities Exchange Act U.S. Securities and Exchange Commission Securities and Exchange Commission Form 144 Net capital rule United States securities law United States Securities and Exchange Commission Financial regulation
613	U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. SECURITIES EXCHANGE ACT OF 1934 Release No[removed]March 26, 2014 The U.S. Securities and Exchange Commission announced the temporary suspension of trading in the Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-03-25 19:18:14 Financial regulation Finance 73rd United States Congress Securities Exchange Act Securities and Exchange Commission Form 144 Net capital rule United States securities law United States Securities and Exchange Commission Financial economics
614	Suspension of Trading: Maxicare Health Plans, Inc., MetroConnect, Inc., Microislet, Inc., Mobicom Corp., MTI Technology Corp., North American Scientific, Inc. Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-07-13 08:19:08 Financial economics Finance 73rd United States Congress Securities Exchange Act Securities and Exchange Commission Form 144 Net capital rule United States securities law United States Securities and Exchange Commission Financial regulation
615	U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. SECURITIES EXCHANGE ACT OF 1934 Release No[removed]April 27, 2005 U.S. SECURITIES AND EXCHANGE COMMISSION SUSPENDS TRADING IN TWELVE COMPANIES THAT FAILED TO MAKE Add to Reading List Source URL: www.sec.gov Language: English - Date: 2005-04-27 09:50:32 Financial system United States Securities and Exchange Commission Financial services 73rd United States Congress Securities Exchange Act U.S. Securities and Exchange Commission Broker-dealer Securities and Exchange Commission Net capital rule United States securities law Financial economics Finance
616	Interim Final Rule: Retail Foreign Exchange Transactions Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-08-22 17:55:35 Financial economics Finance Foreign exchange companies Spot market Net capital rule Broker-dealer Commodity Futures Trading Commission Electronic trading platform Exchange rate Economics Foreign exchange market Financial markets
617	Microsoft Word[removed]Trading Suspension doc.docx Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-11-18 09:33:34 Financial economics Finance 73rd United States Congress Securities Exchange Act U.S. Securities and Exchange Commission Securities and Exchange Commission Net capital rule Form 144 United States securities law United States Securities and Exchange Commission Financial regulation
618	U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. SECURITIES EXCHANGE ACT OF 1934 Release No[removed]May 21, 2014 The U.S. Securities and Exchange Commission announced the temporary suspension of trading in the s Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-05-20 19:47:33 Financial regulation Finance 73rd United States Congress Securities Exchange Act Securities and Exchange Commission Form 144 Net capital rule United States securities law United States Securities and Exchange Commission Financial economics
619	Corrected to conform to Federal Register Version SECURITIES AND EXCHANGE COMMISSION 17 CFR Parts 240 and 249 Release No[removed]; File No. S7[removed]RIN 3235-AK56 Broker-Dealer Reports Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-09-18 13:18:50 Net capital rule United States housing bubble Financial services Financial markets Investment United States securities law Broker-dealer Securities Investor Protection Corporation Dodd–Frank Wall Street Reform and Consumer Protection Act Financial economics Finance Financial regulation
620	Opinion of the Commission: FCS Securities and Dale Edward Kleinser Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-07-11 15:05:34 Financial regulation Financial economics Economy of the United States Securities Exchange Act Financial Industry Regulatory Authority Security Securities Act Net capital rule U.S. Securities and Exchange Commission United States securities law United States Securities and Exchange Commission 73rd United States Congress

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